2010 Continuing Education:

• Leading the Profession: A New Code of Ethics for CFP® Professionals

• Risk Management: Have Lessons Been Learned

• Navigating Amendments to the Custody Rule

• Investment Opportunities and Risks in the Current Environment

• Advisor’s Perspectives on Cost Basis Legislation

• David and Goliath: Large Funds vs. Emerging Funds

• Emerging Markets: Equity and Fixed Income Investing sponsored by Lazard Asset Management

• Asset Allocation in the New Normal Economy: Where do Hedge Funds Fit?

• Market Neutral Investing by Highbridge Investment

• Demystifying Hedge Funds: An Analysis of Trades and Alpha

• Distinguishing Skill from Luck by Jennison Associates

• Dynamic vs. Strategic Asset Allocation by Goldman Sachs Asset Management

• Cloud Computing

• Exchange Traded Funds by State Street Global Advisors

• Global Investing

• Guide to the Markets sponsored by JP Morgan

• Economic Overview by Lord Abbett & Co.

• Systematic Macro Investing

• Financial/economic shockwave simulation

• The Bagehot Lecture:

• Sovereign Risk and the Banks: The Lay of the Land

• China: The decade of the dragon? The future of China and its role in the global financial system.

• Global Economic Outlook: Perils, Promise, and Prospect. Update on the global financial recovery and the outlook for the economy.

• Re-making Global Finance: The Rules of the Game

•  Investing in Emerging Markets

• Managing Systemic Risk: Too Big to Fail Again?

• Global Currency: Crisis of Confidence

• Town Hall: Reinventing Global Finance

2009 Continuing Education:

• Financial Planning in Difficult Markets – Bob Veres, sponsored by SEI

• Has Your Policy Portfolio Failed?’ Revisiting the Policy Portfolio

• Latest Indicators and Thinking on Economy, Michael Cembalest, CIO, JPMorgan Global Wealth Management

• Active Currency: A Source of Alpha, sponsored by State Street Associates

• Global Economics, Ed Hyman, International Strategy & Investment

• Buy, Write & Beyond : The Opportunity, sponsored by Eaton Vance

• Fixed Income Absolute Return Strategies, sponsored by MAP Alternative Asset Management

• Inflation Protection, sponsored by Mariner

• Commodities, sponsored by Gresham

• Portfolio Risk Management, sponsored by State Street Global Advisors

• Real Life Real Estate, sponsored by JPMorgan Chase

• The Federal Reserve Bank’s Response to the Financial Crisis: An Operational View, Todd Kiester, US Treasury Economist

• Global Themes, sponsored by Lazard

• Tour of the Gold Vault, 7000 tons of gold, Federal Reserve Bank of New York, NYC

• David Walker, President & CEO of Peter G. Peterson Foundation, and former US Comptroller Genera

• Global Demographics and the Impact on Investment Opportunities, Richard Hokenson

• 2009 Capital Markets Panel: Mohamed El-Erian, Milton Ezrati, & Jerome Booth

• Ted Koppel, Managing Editor of Discovery Channel and Former Anchor Nightline

• Active Management  through Market Downturn – The Impact of Deleveraging and the Credit Crisis

• Extreme Markets - Lessons Learned

• Richard Muller, author of Physics For Future Presidents, Professor of Physics, MacArthur Foundation  ‘genius’ prize

2008 Continuing Education:

• Macro View of Private Equity Markets

• The New Fiduciary Standard

• Geo-political Risks to the Global Economy

• Asset Allocation Philosophers

• Relaxing the Long-Only Constraints

• Retirement in Portfolios with ‘Guaranteed Minimum Withdrawal Benefits’ for life

• Quantitative Investing

• How to Choose a Target-Maturity Product

• Private Equity and Strategic Asset Allocation

• Recent Development in Stock and Mutual Fund Markets

• Asia Venture Capital

• An Alternative Future?

• Dynamic Asset Allocation Strategies: Adding Value

• Public Funds Roundtable – New Orleans

• Ibbotson’s Economic Outlook

• Rethinking Asset Allocation: Revolution or   Evolution

• What Matters Most in Second Half of Life: Rethinking Retirement, Ken Dychtwald, President, Age Wave

• Will Public Funds Emulate Corporate Funds in Plan Design & Portfolio Construction or is there an Emerging Disconnect?

• Powering Africa’s Growth: Expanding Private Investments Sponsor US Treasury in Washington DC, with the African Development Bank, Oct. 13, 2009:

• Investment Workshop: The Updated Approach to Social Responsibility

• Laying the Foundations for Private Investments in Infrastructure Power

• Asset Allocation

• Case Study Presentation: Lessons from Previous Experience with Private Financing of Power Infrastructure

• Global Retirement Crisis: Do Governments Have the Courage?

• Developing Bankable Power Projects

• International Investing: How to Approach Different Markets & Current Opportunities

• Working Towards Solutions for Africa’s Power Needs

• Plan B: What Happens as the Game Changes?

• Alternative Investment Forum, including Hedge Funds, Infrastructure

• Enhanced Indexing

• Hedge Fund Protection for 2008, Harvey Shapiro, Euromoey Institutional Investor

• SWAPS

• New Hedge Guidelines: Due Diligence, Risk Management & Reporting

• Global Investment Themes

• Case Studies in Alternative Investments

• Hedge Fund Investing – Delegate or Do it Direct?

• Lessons Learned? None as Usual, James Grant, Grant’s Interest Rate Observer

• 2008 Capital Market Panel: Anthony Faillace, Marilyn Fedak, Mario Giannini

• Moving Into Alternatives: Plan Governance & Staffing

• Globalization, Demographics and Technology, Robert Reich, Economist, Professor, and Former Secretary of Labor

• Portfolio Construction for Alternative Investments

• Capital Markets: Private Equity and Commercial Real Estate

• Workshop on Infrastructure Investing

• The Credit Crisis and Deleveraging

• Investing in Under or Out Performing Mutual Funds

• The Developing Markets

• Emerging Legal Issues

• No Different This Time – Twelve Lessons of ’07, Howard Marks, Chair, Oaktree Capital

• Liability Driven Investing (LDI)

• Emerging and Frontier Markets

• Asia Infrastructure

• Impact of Technology and the Internet

2007 Continuing Education:

• Ethics – A Practical Framework of Universal Principles

• Financial Desirability of Long-Term Care Insurance versus Self-Insurance

• Determining the Optimal Distribution Glide Path

• Portfolio Rebalancing

• Securing Your Office

• Technology Roundtable

• New Paradigm in Rebalancing: Look Frequently, Trade Less

• Specialized Knowledge and Applications in Portfolio Management Software, Advent

• The Future of America – Dialogue between Bill Bradley & Newt Gingrich

• Optimal Withdrawal Strategies for Retirees with Multiple Savings Accounts

• Avoiding Compliance Nightmares in an Ever-Changing Regulatory Environment

• Financial Life Planning – sponsored by Vanguard

• National Savings Rate Guidelines for Individuals

•  Tales of the Tax Return

• A Wealth of Stories: Financial Planning as a Process

• My Approach to Creating and Presenting a Financial Plan